Regulation NMS

Results: 1042



#Item
41Investment / Stock market / Finance / New York Stock Exchange / Financial markets / NASDAQ / Regulation NMS / Order / Securities Exchange Act / Economy of the United States / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 3, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 14:58:36
42Financial markets / Finance / Order / Intermarket sweep order / Regulation NMS / Immediate or cancel / Futures contract / Algorithmic trading / Stock market / Financial economics / Investment

34 of 62 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE MKT LLC

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 10:17:53
43Financial economics / United States Securities and Exchange Commission / Economy of the United States / Investment / Consolidated Tape Association / Securities Exchange Act / Direct Edge / Regulation NMS / U.S. Securities and Exchange Commission / Financial markets / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 14, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:56
44Financial markets / Investment / Order / Finance / Regulation NMS / Short / Pricing / Stock market / Business / Financial economics

SR-EDGAExhibit 5 EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER XI. TRADING RULES

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:14:28
45Economics / Stock market / Mathematical finance / United States Securities and Exchange Commission / Algorithmic trading / High-frequency trading / Flash Crash / Regulation NMS / Order / Financial markets / Financial economics / Finance

PolicyAnalysis April 8, 2015 | Number 771 Beyond Regulation A Cooperative Approach to High-Frequency Trading

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Source URL: object.cato.org

Language: English - Date: 2015-04-03 13:59:06
46Regulation NMS / Securities Exchange Act / New York Stock Exchange / Self-regulatory organization / Economy of the United States / U.S. Securities and Exchange Commission / United States / NYSE Euronext / United States Securities and Exchange Commission / United States securities law / Financial regulation

Microsoft Word[removed]Copy

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Source URL: www.sec.gov

Language: English - Date: 2015-03-16 07:09:47
47Regulation NMS / Securities Exchange Act / NYSE Arca / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / Chicago Stock Exchange / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange’s Retail Liquidity Program Until September 30, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:35:19
48Investment / Economy of the United States / United States Securities and Exchange Commission / Financial markets / Stock market / New York Stock Exchange / Regulation NMS / Euronext / U.S. Securities and Exchange Commission / NYSE Euronext / Financial economics / Business

Request for Extension of Exemptive Order Pursuant to Rule 612( c) ofRegulation NMS NYSE and NYSE MKT Retail Liquidity Program

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Language: English - Date: 2015-03-16 07:13:38
49Finance / United States Securities and Exchange Commission / Stock market / Financial regulation / Short selling / Regulation NMS / New York Stock Exchange / Market maker / Securities Exchange Act / Financial markets / Financial economics / Investment

Request for Extension of Exemptive Order Pursuant to Rule 6 12(c) ofRegulation NMSNYSE

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:40:41
50Financial markets / Finance / Order / Intermarket sweep order / Regulation NMS / Immediate or cancel / Futures contract / Algorithmic trading / Stock market / Financial economics / Investment

32 of 58 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of New York Stock Exchange LLC

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Source URL: www.sec.gov

Language: English - Date: 2015-04-08 13:50:41
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