Regulation NMS

Results: 1042



#Item
41SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 3, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 3, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 14:58:36
4234 of 62 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE MKT LLC

34 of 62 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE MKT LLC

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Language: English - Date: 2015-04-09 10:17:53
43SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 14, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 14, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:56
44SR-EDGAExhibit 5 EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER XI. TRADING RULES

SR-EDGAExhibit 5 EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER XI. TRADING RULES

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:14:28
45PolicyAnalysis April 8, 2015 | Number 771 Beyond Regulation  A Cooperative Approach to High-Frequency Trading

PolicyAnalysis April 8, 2015 | Number 771 Beyond Regulation A Cooperative Approach to High-Frequency Trading

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Source URL: object.cato.org

Language: English - Date: 2015-04-03 13:59:06
46Microsoft Word[removed]Copy

Microsoft Word[removed]Copy

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Source URL: www.sec.gov

Language: English - Date: 2015-03-16 07:09:47
47Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange’s Retail Liquidity Program Until September 30, 2015

Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange’s Retail Liquidity Program Until September 30, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:35:19
48Request for Extension of Exemptive Order Pursuant to Rule 612( c) ofRegulation NMS NYSE and NYSE MKT Retail Liquidity Program

Request for Extension of Exemptive Order Pursuant to Rule 612( c) ofRegulation NMS NYSE and NYSE MKT Retail Liquidity Program

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Source URL: www.sec.gov

Language: English - Date: 2015-03-16 07:13:38
49Request for Extension of Exemptive Order Pursuant to Rule 6 12(c) ofRegulation NMSNYSE

Request for Extension of Exemptive Order Pursuant to Rule 6 12(c) ofRegulation NMSNYSE

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:40:41
5032 of 58 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of New York Stock Exchange LLC

32 of 58 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of New York Stock Exchange LLC

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Language: English - Date: 2015-04-08 13:50:41